Compliance audit: legal certainty for your company

Protect your company and your management from liability risks - with an audit that systematically compares your operational processes with the requirements of your legal register. We identify gaps, assess the implementation status and support you with specific measures. Benefit from almost 30 years of experience, practical recommendations and individual advice at eye level.

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Our services for your compliance security

Transparency is the key to legally compliant action. As part of a compliance audit, we carefully review your existing legal register and assess how well the obligations set out in it are actually implemented in your company. In doing so, we not only take into account legal requirements, but also your internal processes and responsibilities. In this way, we create a reliable basis for identifying legal risks, minimizing your personal liability and effectively integrating compliance into your organization - in a practical, comprehensible manner and with a compliance audit tailored to your requirements.

Planning & preparation

  • Coordination of the audit date and the scope of the audit
  • Analysis of your legal register and previous audit reports
  • Creation of a structured audit plan and an individual checklist

Implementation of the compliance audit

  • Systematic review of your workflows, processes and documents
  • Comparison with the specifications from the legal register
  • Recording of all findings directly during the audit

Results & measures

  • Detailed audit report with documented results
  • Prioritized recommendations for action to close gaps
  • Coordination of the audit report with your contacts
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How to protect yourself from liability risks

The compliance audit provides clarity: it checks whether your company is actually implementing the obligations documented in the legal register - and where there are gaps. This gives you an objective overview of your legal implementation status and allows you to make targeted adjustments.

  • Recognize legal vulnerabilities at an early stage
    The audit checks the implementation of your legal register and identifies where action is required - before risks arise or external audits become unpleasant.
  • Effectively relieving the burden on management
    Documented inspection processes and clear evidence reduce personal liability risks and create security vis-à-vis authorities and certifiers.

A selection of our customers

Extract from our references
  • We enjoy working with HÖPPNER and appreciate their flexibility, even when something needs to be done at very short notice.
    Unitank
    Safety-related support
  • The cooperation is extremely positive. HÖPPNER shows great interest in the company and is also perceived positively by the employees in the area.
    PV Automotive
    Hazardous substance management

Frequently asked questions about the compliance audit

A compliance audit is a systematic examination that checks whether your company is complying with the legal requirements, in particular from the legal register. The aim is to identify risks and gaps and ensure that compliance requirements are met.

An audit allows you to identify potential breaches of legal obligations at an early stage, reduce liability risks for management and the company and create reliable documentation for authorities and certifiers.

The frequency depends on the industry, size and risk situation of your company. As a rule, we recommend annual audits or audits in the context of changes to the legal situation or internal processes.

The audit should be carried out by independent and experienced auditors who are familiar with both legal requirements and industry-specific features.

In particular, compliance with requirements from the legal register, e.g. environmental law, occupational health and safety, plant safety and the effectiveness of internal control and documentation processes are checked.

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Do you have questions about the compliance audit or would you like to start directly? Please fill out the form and we will get back to you shortly.
Non-binding, personal and tailored to your company.

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Höppner Management & Consultant GmbH